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Broker List & Criteria

Approved Broker List

  • Bank of America Merrill Lynch
  • BNP Paribas
  • Barclays
  • Cantor Fitzgerald
  • Citigroup
  • Credit Suisse
  • Daiwa Capital
  • Deutsche Bank
  • Jefferies & Company
  • JP Morgan
  • Morgan Stanley
  • RBC Capital Markets
  • Societe Generale
  • TD Securities
  • UBS
  • Wells Fargo

Approved Direct Issuers List

  • BNP Paribas
  • GE Capital
  • Toyota Motor Credit
  • Societe Generale

Broker/Dealer Qualification Criteria

The Broker/Dealer Qualification Criteria (PDF: 7.4Mb), page 14 of the City Treasurer's Investment Policy, is established to guide the City Treasurer Investment staff in their qualification of broker/dealers. This criteria is reviewed by the City Treasurer's Investment Advisory Committee.