Broker List & Criteria

Approved Broker List

• Bank of America
• BNP Paribas
• Barclays
• Citigroup
• Credit Suisse
• Deutsche Bank
• Jefferies & Company
• JP Morgan
• Morgan Stanley
• RBC Capital Markets
• Societe Generale
• UBS
• Wells Fargo

Approved Direct Issuers List

• BNP Paribas
• GE Capital
• Toyota Motor Credit
• Societe Generale

Broker/Dealer Qualification Criteria

The Broker/Dealer Qualification Criteria (PDF: 7.4Mb), page 14 of the City Treasurer's Investment Policy, is established to guide the City Treasurer Investment staff in their qualification of broker/dealers. This criteria is reviewed by the City Treasurer's Investment Advisory Committee.