Broker List & Criteria
Approved Broker List
- Bank of America Merrill Lynch
- BNP Paribas
- Barclays
- Cantor Fitzgerald
- Citigroup
- Credit Suisse
- Deutsche Bank
- Jefferies & Company
- JP Morgan
- Morgan Stanley
- RBC Capital Markets
- Societe Generale
- UBS
- Wells Fargo
Approved Direct Issuers List
- BNP Paribas
- GE Capital
- Toyota Motor Credit
- Societe Generale
Broker/Dealer Qualification Criteria
The Broker/Dealer Qualification Criteria (PDF: 7.4Mb), page 14 of the City Treasurer's Investment Policy, is established to guide the City Treasurer Investment staff in their qualification of broker/dealers. This criteria is reviewed by the City Treasurer's Investment Advisory Committee.