Approved Broker List

• Bank of America Merrill Lynch
• Barclays
• BNP Paribas
• BNY Mellon
• Cantor Fitzgerald
• Citigroup
• Credit Suisse
• Daiwa Capital
• Deutsche Bank
• Jefferies & Company
• JP Morgan
• Morgan Stanley
• RBC Capital Markets
• Societe Generale
• TD Securities
• UBS
• Wells Fargo

Approved Direct Issuers List

• BNP Paribas
• BNY Mellon
• GE Capital
• Toyota Motor Credit
• Societe Generale

Broker/Dealer Qualification Criteria

The Broker/Dealer Qualification Criteria, on page 17 of the City Treasurer's Investment Policy, is established to guide the City Treasurer Investment staff in their qualification of broker/dealers. This criteria is reviewed by the City Treasurer's Investment Advisory Committee.